Course outline:
- MiFID Legal Framework for Client Communications
- Types and Scope of Financial Promotion
- Image Advertising
- Media-neutral compliance requirements for marketing
- Risk Warnings Across Various Marketing Channels
- How MIFIDII rules apply to Content Marketing & Social Media
- Outsourcing and Collaboration with affiliates and influencers
- Investment Recommendations in Marketing.
- Real-Time Marketing / Promotion & Person-to-Person Communication
- Managing Compliance Risk in Marketing
- Sustainability Claims in Marketing
Target audience:
- Regulatory Compliance officers
- Staff involved in development and control of marketing communication
- Website content developers
- Persons promoting regulated brokers online ( affiliates and influencers)
- Internal Auditors
- Executives and Non-Executive Directors/li>
Expected time to complete the course:
Recorded time: 3 hours 45 minutes
Reading and Testing: 1 hour 15 minutes
Presented by:
The course is prepared by DELFI CORPORATE SERVICES LTD
Instructor: Mrs. Svetlana Tutunaru, MBA, holder of the CySEC Advanced and AML Certificates (Personal Identification Number CN2386), possesses over 17 years of hands-on experience and skills in the financial industry. Her expertise includes practical application and advisory work concerning MIFID, MAR, and AML/TF legislation in Cyprus and other jurisdictions. She currently serves as the appointed Internal Auditor and Compliance consultant for several licensed brokers, fiduciary service providers and funds in Cyprus.
