Course outline:
- Understand the objective of Product Governance Requirements
- Overview of legal framework and its applicability
- Overview of investment products under Product Governance
- Review the main duties and responsibilities of the Manufacturer
- Analysis of five main categories of Target Market
- Review of the process of identification of Target Market by Manufacturerss
- Review the main duties and responsibilities of the Distributor
- Identification of Target Market by Distributors
- Deeper look at other requirements for Manufacturers and Distributors under Product Governance regulation
- Clarification of other specific matters
Target audience:
- Executive and Non-Executive Directors of CIFs, UCITS, and AIMs
- Compliance and Risk Management Heads
- Internal Auditors
- Employees in financial services functions
- Fund and Portfolio Managers
- Regulatory Advisors and Consultants
Expected time to complete the course:
Recorded time: 2 hours 15 minutes
Reading and Testing: 45 minutes
Presented by:
Course is prepared by DELFI CORPORATE SERVICES LTD
Instructor: Mrs. Svetlana Tutunaru, MBA, holder of CySEC Advanced & AML Certificates – Personal Identification number CN2386, with on-hands experience and skills in the industry for over 15 years, including experience in practical application and advisory work in relation to the MIFID, MAR, AML/TF legislation in Cyprus and other jurisdictions, acts as appointed Internal Auditor and Compliance officer or Compliance Support in number of licensed brokers and funds in Cyprus./p>
