Course outline:
- Understand the main legal requirements for safeguarding and administration of clients’ assets under MIFID2
- Learn general organizational requirements in relation to the safeguarding and administration of clients’ assets under Directive 87-01
- Learn specific requirements for CIFs holding clients’ money
- Learn specific requirements for CIFs holding clients’ financial instruments
- Learn new requirements of the MIFID2 in relation to Clients’ Assets rules
Target audience:
- Regulatory compliance officers
- Internal Auditors
- Risk managers
- Persons appointed as a Single officer responsible for compliance with Client’ assets rules
- Executives and non-Executive Directors
- External Auditors of CIF providing reports to regulators
Expected time to complete the course:
Recorded time: 1.25 hrs
Reading and Testing: 0.35 hrs
Presented by:
The course is prepared and presented by Mrs. Iryna Theodoulou, FCCA , MICA ,holder of ICA International Diploma in Governance Risk & Compliance with merit, Advance Professional Competence Certificate with CySEC, ICA International Advance Certificate in Anti Money Laundering with merit, Advance Certificate in Fund Administration and EXIN Certificate in Privacy and Data Protection Foundation.
Mrs. Theodoulou is a member of ICPAC and IIA (CY), with on-hands experience and skills in the industry for over 15 years, including experience in practical application and advisory work in relation to the MIFID & AML/CTF legislation for Cyprus and other jurisdictions.
