When CIF provides an investment service of Investment Advice, to a professional client, the information collected for the suitability testing, shall NOT include:
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Suitability assessment for the client – legal entity should be done as follows (chose the correct answer):
The records of the appropriateness / suitability assessments undertaken for the clients should consist of the following:
Which of the following is not required in order to evaluate the appropriateness of a Retail client?
Professional Clients must be allowed to request non-professional treatment and the Company may agree to provide a higher level of protection.